📉 Capital Market Compliance Without Pitfalls: 5 Common Mistakes – and How to Avoid Them
Capital market compliance is not a static set of rules but a dynamic playing field. With each new directive, each regulatory tightening, and each BaFin audit, your area of responsibility grows. But that’s exactly where the pitfalls lurk.
In...
Tag: regulatory compliance
KMAG & EU Regulation 2023/1113: Stronger Rules Against Money Laundering in the Crypto Sector
The Crypto Markets Supervision Act (KMAG) obliges crypto service providers to comply with comprehensive regulations for combating money laundering and terrorist financing. This law is complemented by the Regulation (EU) 2023/1113, which introduces...