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We Make Compliance Easy.

Are you taking off in Germany? One-stop-shopping with S+P Compliance Services.

We make compliance in Germany easy so you can focus on running your business.

Our services are certified to ISO DIN 9001, ISO 27001, IDW PS 951, and ISAE 3402 standards, ensuring the highest level of quality, information security, and audit reliability.

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We keep you compliant – S+P Compliance Services

MLRO
MLRO for
Investment Firms
Compliance
Officer
MaRisk
Compliance
WpHG-Compliance
Officer
MLRO for
FinTechs
Information Security
Officer
Regulatory Reporting XBRL Transformation

S+P Compliance Services – Your Benefits at a Glance

Service Area Description Your Benefit
Outsourcing of Compliance Functions S+P takes over roles such as Money Laundering Reporting Officer, Compliance Officer, ICT Function under DORA, and Internal Audit. Save internal resources and gain access to expert knowledge on demand.
Compliance Management Systems (CMS) Implementation of structured CMS to ensure effective governance and legal certainty. More security, clear responsibilities, and reduced liability risks.
Regulatory Monitoring Ongoing monitoring of legal changes and supervisory requirements. Stay up to date and compliant – without internal research effort.
Focus on Financial Institutions Serving banks, FinTechs, asset managers, financial and securities institutions in Germany, the UK, and the USA. International expertise and sector specialization.
Specialized Services KYC checks, integrity monitoring, transaction analysis, and whistleblowing systems. Effective prevention and early detection of risks.
Regulatory Reporting & Risk Controlling Support with regulatory reporting (e.g. EMIR, MiFIR, CRR) and establishing effective risk controlling functions. Legally compliant reporting and early risk identification.
Experience & Expertise Years of experience in the German compliance landscape – proven practical solutions. Reliable advice at eye level and rapid implementation.
Comprehensive Compliance Partner Modular services – tailored to your individual compliance needs. Full flexibility and sustainable relief for your internal organization.

Innovative solutions to move your business forward

Outsourcing to Germany
S+P Compliance

“We work in lean and manageable teams that bring solutions and ideas into the company.
Everyone benefits from this – employees, companies and customers.”

Just 3 Simple Steps

We look forward to working with you!
To make the perfect cooperation possible you only need to follow these three steps:

Send a message

Tell us which compliance functions you want to outsource.

Receive an offer

You will then receive a quote from us and we can discuss the details.

Sign the contract

Finally, you can sign the contract in which all the tasks and requirements are specified.

Contact us

Get ready for Germany as a financial firm

You want to prepare and educate yourself for your success in Germany? With the courses of S+P you get all the information and tools you need for the start of your business in Germany.

Book the course

Learn how to lead a financial firm in Germany

Day 1:

  • Rights and duties of the management board in financial firms

  • Audit-proofed organization of the management board

Day 2:

  • Balance sheet knowledge for managing directors in financial firms

  • Risk management in financial firms

Our courses for your advantage

S+P Compliance Services

Selected sectors – Clients

S+P Compliance Services

Crypto custody business

Multinational social trading, multi-asset brokerage and investment platform company focused on crypto

S+P Compliance Services

Investment Firms

S+P supports US and UK investment firms in their activities in Germany.

S+P Compliance Services

Payment service provider

Leading global provider of financial transfer services

S+P Compliance Services

Banks

Nationally and globally active banks with a focus on institutional investors, business and private customers

S+P Compliance Services

FinTech Banks

Europe’s leading FinTech bank with smartphone services

S+P Compliance Services

IT service provider

Germany’s leading IT service provider for financial companies

Discover what makes us special

S+P Compliance Services is a leading provider of compliance services. We offer our customers the opportunity to concentrate on their core business while we take care of all compliance-related tasks . 

In addition, we support our customers in designing and implementing compliance measures. With our experience and know-how, you are fully covered.

We provide a one-stop solution for all your compliance needs.

All our services are delivered according to internationally recognized standards: ISO DIN 9001 for quality management, ISO 27001 for information security, as well as IDW PS 951 and ISAE 3402 for audit and outsourcing reliability.

S+P Compliance Services enables companies to outsource their compliance officer and thus save costs. We take full responsibility for your compliance activities and ensure that you remain in line with all legal requirements.


Let us take care of compliance for you with S+P Compliance Services.

What`s new

One-stop-shop for all compliance matters in Germany.

If you’re looking for a leading provider of compliance services in Germany, look no further than S+P Compliance Services. We can help you with all aspects of compliance, from ensuring that your products and services meet all relevant regulations to providing training and support on compliance issues.

Getting started with us is easy. Simply get in touch with our team and let us know your compliance needs. We’ll then work with you to develop a tailored solution that meets your specific requirements. So don’t delay, contact S+P Compliance Services today and take the first step towards ensuring compliance in your business.

Outsourcing to Germany

S+P Compliance Services – your partner in compliance for Germany.

Outsourcing the compliance function often involves a lot of effort. We will show you how to minimize the effort and still meet all requirements! With one stop shopping you can get everything from one source! We explain what it is and what advantages it has.

S+P Compliance Services is a one stop shop for outsourced compliance services. We offer a cost-effective, effective and tailor-made solution for your needs.

We specialize in providing financial and non-financial corporate services. With S+P Compliance Services you get access to the best compliance experts in the industry. We offer you the compliance functions required by law.

Auditing compliance with laws and regulations

We regularly review your business operations to ensure you comply with all legal requirements. If we find a problem, we’ll let you know immediately and help you fix the problem.

Advice on compliance issues

We advise you on all aspects of your compliance strategy. We help you to develop a compliance policy that is specially tailored to your company. We also support you in the implementation and monitoring of these guidelines.

Training and education of employees

A key aspect of our services is the training and education of your employees. We ensure that all employees are informed about the applicable laws and regulations and how to implement them in their daily work. We also offer regular training so that your employees are always up to date with the latest developments.

S+P Compliance Services – Certified according to ISO DIN 9001, ISO 27001, IDW PS 951, and ISAE 3402.

S+P Compliance Services

KYC as a Service

Innovative and Digital Solution for Onboarding Your Customers

We offer our S+P KYC Check for customers based in Europe and worldwide. KYC documents are stored in compliance with the EU GDPR.

Our services include:

  • KYC Checks for natural and legal persons
  • PEP Check and SIP Check
  • Embargo and Sanctions Check
  • CDD Check and EDD Check

Integrity Watch: Whistleblowing Systems

A whistleblowing system is set up as an online solution by the S+P Compliance Team in accordance with regulatory requirements:

  • Use of the S+P Whistleblowing Portal (GDPR-compliant)
  • Compliance with the Whistleblower Protection Act (HinSchG)
  • Case management: Evaluation and initial assessment of whistleblowing reports

Integrity Compliance Monitoring

The S+P Compliance Monitoring is a full-service offering, including the following key features:

  • PEP status verification of the customer
  • Sanctions and embargo regulations screening
  • Adverse media (SIP) monitoring
  • Ongoing transaction monitoring

Information Register DORA & XBRL Support

Rely on us for reliable, compliant XBRL reporting.

  • Automated XBRL reporting: Accurate and timely submission to the Deutsche Bundesbank.
  • Risk management: Minimizing reporting errors and compliance risks.
  • Long-term support: Training and ongoing support for sustainable compliance.

S+P XBRL Compliance Reporting

Trust us for accurate and compliant XBRL reporting.

  • Automated XBRL reporting: Precise and timely submission to the Deutsche Bundesbank and BaFin.
  • Risk management: Reducing reporting errors and compliance risks.
  • Long-term support: Training and continuous assistance for sustainable compliance.

How S+P Compliance Services can help your business in Germany

What are the benefits of using S+P Compliance Services?

If you are looking for a compliance service provider in Germany, then S+P Compliance Services is the perfect choice for you. We are a leading provider of compliance services in the country and have a wealth of experience to offer our clients. Here are just some of the benefits of using S+P Compliance Services:

• Expertise – S+P Compliance Services has a team of highly experienced compliance experts who can provide you with the guidance and support you need to ensure that your business is compliant with all relevant regulations.

• Cost-effective – S+P Compliance Services offers competitive rates for their compliance services, so you can be sure that you are getting value for money.

• Flexible – S+P Compliance Services is flexible and can tailor their services to meet your specific needs. If you are looking for a reliable and experienced compliance service provider, then look no further than S+P Compliance Services. Contact us today to find out more about what they can do for you.

How can you get started with S+P Compliance Services?

If you’re looking for a leading provider of compliance services in Germany, look no further than S+P Compliance Services. We can help you with all aspects of compliance, from ensuring that your products and services meet all relevant regulations to providing training and support on compliance issues.

Getting started with us is easy. Simply get in touch with our team and let us know your compliance needs. We’ll then work with you to develop a tailored solution that meets your specific requirements. So don’t delay, contact S+P Compliance Services today and take the first step towards ensuring compliance in your business.

One-stop-shop for all compliance matters.

In a nutshell – S+P Compliance Services

S+P Compliance Services helps companies in Germany to comply with regulations and standards. We provide comprehensive services that cover all aspects of compliance, from risk assessment to implementation and monitoring. Our team of experts has a deep understanding of the compliance landscape in Germany, and we can help your company navigate it effectively.

We work with companies of all sizes to ensure that they are compliant with the latest regulations. We also provide training and support to help companies stay up-to-date with the latest compliance issues.

S+P Compliance Services – for a compliant future.

Certified and Trusted

S+P Compliance Services is certified according to ISO DIN 9001, ISO 27001, IDW PS 951, and ISAE 3402. This guarantees our clients the highest standards in quality, security, and compliance.

Expert Compliance Solutions for Businesses