Money Laundering Prevention

Money Laundering Prevention

For directors, managers and money laundering officers in financial and non-financial companies

665,-€

Plus 19% VAT.
  • With the seminar, you will receive your certificate as proof of your expertise
    (e.g. for submission to BaFin)

  • Tasks, rights and duties as a money laundering officer

  • Supervisory examinations: New requirements for the
    Money Laundering Prevention in Practice

Save the Dates

30.09.-01.10.
Munich

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Programm

  • 9.15 am – 1.00 pm

    Tasks, rights and duties as a money laundering officer


    Limiting liability risks of the money laundering officer –
    5 Minimum requirements for internal organisational measures


    A day as a money laundering officer

    • Activities
    • Control activities
    • Audit-proof documentation of mandatory tasks

    The most important duties of care at a glance:

    • Detection and monitoring of PEPs and SIPs
      (Checking for sanctions, financial and tax offences,
      terror, corruption and Interpol)
    • Establishment of a scoring system for customer monitoring
  • 2.00 pm – 5.00 pm

    New requirements for money laundering prevention in practice


    Due diligence and action strategies in the case of

    • unusual,
    • complex and
    • conspicuous

    business relationships or transactions


    Risk management system according to §4 GwG:

    • Design, structure and content of a risk analysis according to Section 5 AMLA
    • Risk factors and risk classification
    • Internal security measures § 6 AMLA

    Suspicious activity reports according to §§ 43,45 GwG and conduct in case of suspicion

    • Form and content of the SAR
    • Tipping off ban: What obligations apply in practice?

S+P Tool Box

  • Guidelines for the direct implementation of the new AMLA
  • Sample guideline for the preparation / updating of a
    risk analysis according to §5 GwG

Money Laundering Prevention

Money Laundering Prevention
Money Laundering Prevention