Money Laundering Prevention
For directors, managers and money laundering officers in financial and non-financial companies
805,-€
Programm
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Tasks, rights and duties as a money laundering officer
Limiting liability risks of the money laundering officer –
5 Minimum requirements for internal organisational measures
A day as a money laundering officer
- Activities
- Control activities
- Audit-proof documentation of mandatory tasks
The most important duties of care at a glance:
- Detection and monitoring of PEPs and SIPs
(Checking for sanctions, financial and tax offences,
terror, corruption and Interpol) - Establishment of a scoring system for customer monitoring
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New requirements for money laundering prevention in practice
Due diligence and action strategies in the case of
- unusual,
- complex and
- conspicuous
business relationships or transactions
Risk management system according to §4 GwG:
- Design, structure and content of a risk analysis according to Section 5 AMLA
- Risk factors and risk classification
- Internal security measures § 6 AMLA
Suspicious activity reports according to §§ 43,45 GwG and conduct in case of suspicion
- Form and content of the SAR
- Tipping off ban: What obligations apply in practice?
S+P Tool Box
- Guidelines for the direct implementation of the new AMLA
- Sample guideline for the preparation / updating of a
risk analysis according to §5 GwG
Money Laundering Prevention
