Compliance as a Service
Compliance as a Service is a full-service offer from S+P Compliance Services. You can easily and flexibly book the following services with S+P:
# KYC Onboarding
# Determination of PEP status and SIP status for B2B and B2C customers,
# Monitoring of sanctions and embargoes
# Ongoing transaction monitoring with case analysis
# Adverse media checks
# CDD checks and EDD checks with audit trail
# Regulatory monitoring for more legal certainty
More security with S+P Compliance as a Service
For risk management, a fundamental distinction must be made between the two components monitoring and screening system. S+P Compliance is the ongoing ex-post monitoring to detect unusual transactions. This is done after their execution to detect unusual individual transactions or transaction flows (for example, pattern recognition via the sequence of transactions).
S+P Compliance Monitoring offers you the following advantages:
- National and worldwide KYC analyses
- Worldwide monitoring for early detection of suspicious transactions
- Suspicious Transaction Reporting
The following modules are available to you for secure compliance risk management:
- International and domestic-level sanctions list coverage
- Coverage on companies not sanctioned, but nevertheless owned or controlled by OFAC and/or EU sanctioned parties.
- All Adverse Media Entities Categories
- Environment/Production
- Corruption
S+P Compliance as a Service deckt folgende Sanktionslisten ab:
International and domestic-level sanctions list coverage, including:
- North America: OFAC (US), OSFI/DFATD (Canada)
- Europe: EU, HM Treasury (UK), SECO (Switzerland)
- Asia: MAS (Singapore), JMOF (Japan), DFAT (Australia), HKMA (Hong Kong)
- International: UN
Coverage on companies not sanctioned, but nevertheless owned or controlled by OFAC and/or EU sanctioned parties.
Vessels, Aircrafts, regions, sub-regions, cities, seaports, airports and free trade zones in sanctioned countries and regions.
All Adverse Media
- Anti-Competitive Issues
- Association Risk
- Financial Difficulty
- Information Rights/Copyright/Patent Issues
- Management Issues
- Ownership Issues
- Environment/Production
- Environmental Issues
- Product/Service Issues
- Production/Supply Chain Issues
Regulatory
- Corruption Issues
- Fraud Issues
- Regulatory Issues
- Sanctions
Social/Labour
- Discrimination/Workforce Rights Issues
- Human Rights Issues
- Workforce Disputes
- Workplace Health/Safety Issues