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Compliance as a Service

Written by p400123 on . Posted in Uncategorized.

Welcome to S+P Compliance! We are the one-stop-shop for all your compliance needs, and we offer a comprehensive range of services to give you the peace of mind you need. Whether you need KYC onboarding, PEP & SIP determination, or ongoing transaction monitoring, we have you covered. We also offer adverse media checks, CDD checks and EDD checks, and regulatory monitoring to ensure your business is always operating within legal boundaries. Our commitment to excellence means that all of our services are provided with the highest levels of accuracy and efficiency. With S+P Compliance, you’ll have the assurance of knowing that your business is compliant and secure. We invite you to join us on this journey and experience our commitment to excellence.

S+P Compliance as a service (CaaS) offers organizations a number of benefits, including:

Cost savings: CaaS enables organizations to reduce the cost of compliance by eliminating the need to maintain an in-house compliance department.

Time savings: CaaS can save organizations time by automatically monitoring compliance with regulations and laws and ensuring that all requirements are met.

Expert knowledge: CaaS providers typically have extensive experience in regulatory and legal compliance, and can therefore provide businesses with expert advice and support on regulatory and legal compliance.

Flexibility: CaaS enables companies to adapt to changing regulatory requirements without major infrastructure investments.

Compliance monitoring: CaaS providers typically offer regular compliance monitoring to ensure that companies comply with all applicable regulations and laws.

 

Compliance as a Service

 

More security with S+P Compliance as a Service

For risk management, a fundamental distinction must be made between the two components monitoring and screening system. S+P Compliance is the ongoing ex-post monitoring to detect unusual transactions. This is done after their execution to detect unusual individual transactions or transaction flows (for example, pattern recognition via the sequence of transactions).

 

S+P Compliance Monitoring offers you the following advantages:

  • National and worldwide KYC analyses
  • Worldwide monitoring for early detection of suspicious transactions
  • Suspicious Transaction Reporting

 

The following modules are available to you for secure compliance risk management:

  • International and domestic-level sanctions list coverage
  • Coverage on companies not sanctioned, but nevertheless owned or controlled by OFAC and/or EU sanctioned parties.
  • All Adverse Media Entities Categories
  • Environment/Production
  • Corruption

 

S+P Compliance as a Service deckt folgende Sanktionslisten ab:

International and domestic-level sanctions list coverage, including:

  • North America: OFAC (US), OSFI/DFATD (Canada)
  • Europe: EU, HM Treasury (UK), SECO (Switzerland)
  • Asia: MAS (Singapore), JMOF (Japan), DFAT (Australia), HKMA (Hong Kong)
  • International: UN

Coverage on companies not sanctioned, but nevertheless owned or controlled by OFAC and/or EU sanctioned parties.

Vessels, Aircrafts, regions, sub-regions, cities, seaports, airports and free trade zones in sanctioned countries and regions.

 

All Adverse Media

  • Anti-Competitive Issues
  • Association Risk
  • Financial Difficulty
  • Information Rights/Copyright/Patent Issues
  • Management Issues
  • Ownership Issues
  • Environment/Production
  • Environmental Issues
  • Product/Service Issues
  • Production/Supply Chain Issues

 

Regulatory

  • Corruption Issues
  • Fraud Issues
  • Regulatory Issues
  • Sanctions

 

Social/Labour

  • Discrimination/Workforce Rights Issues
  • Human Rights Issues
  • Workforce Disputes
  • Workplace Health/Safety Issues

 

Are you looking to take off in Germany? Look no further than S+P Compliance Services!

We make compliance easy, so you can focus on running your business successfully. Our team of experts are here to help you navigate any and all compliance regulations in Germany with ease. We understand that compliance can be complex, and we’re here to help make it simpler. We provide comprehensive services that help you understand the regulations and make sure you are compliant. No matter what industry you’re in, we can provide you with the necessary advice and assistance to ensure that your business runs smoothly.

We’re passionate about making sure our clients can focus on what matters most – their business. Our team of experienced professionals are always available to answer any questions you may have, and we’re committed to helping you succeed. Let S+P Compliance Services help you take off in Germany. We make compliance easy so you can focus on running your business.

Compliance as a Service