Compliance as a Service

Compliance as a Service is a full-service offer from S+P Compliance Services. You can easily and flexibly book the following services with S+P:

# KYC Onboarding

# Determination of PEP status and SIP status for B2B and B2C customers,

# Monitoring of sanctions and embargoes

# Ongoing transaction monitoring with case analysis

# Adverse media checks

# CDD checks and EDD checks with audit trail

# Regulatory monitoring for more legal certainty

 

Compliance as a Service

 

More security with S+P Compliance as a Service

For risk management, a fundamental distinction must be made between the two components monitoring and screening system. S+P Compliance is the ongoing ex-post monitoring to detect unusual transactions. This is done after their execution to detect unusual individual transactions or transaction flows (for example, pattern recognition via the sequence of transactions).

 

S+P Compliance Monitoring offers you the following advantages:

  • National and worldwide KYC analyses
  • Worldwide monitoring for early detection of suspicious transactions
  • Suspicious Transaction Reporting

 

The following modules are available to you for secure compliance risk management:

  • International and domestic-level sanctions list coverage
  • Coverage on companies not sanctioned, but nevertheless owned or controlled by OFAC and/or EU sanctioned parties.
  • All Adverse Media Entities Categories
  • Environment/Production
  • Corruption

 

S+P Compliance as a Service deckt folgende Sanktionslisten ab:

International and domestic-level sanctions list coverage, including:

  • North America: OFAC (US), OSFI/DFATD (Canada)
  • Europe: EU, HM Treasury (UK), SECO (Switzerland)
  • Asia: MAS (Singapore), JMOF (Japan), DFAT (Australia), HKMA (Hong Kong)
  • International: UN

Coverage on companies not sanctioned, but nevertheless owned or controlled by OFAC and/or EU sanctioned parties.

Vessels, Aircrafts, regions, sub-regions, cities, seaports, airports and free trade zones in sanctioned countries and regions.

 

All Adverse Media

  • Anti-Competitive Issues
  • Association Risk
  • Financial Difficulty
  • Information Rights/Copyright/Patent Issues
  • Management Issues
  • Ownership Issues
  • Environment/Production
  • Environmental Issues
  • Product/Service Issues
  • Production/Supply Chain Issues

 

Regulatory

  • Corruption Issues
  • Fraud Issues
  • Regulatory Issues
  • Sanctions

 

Social/Labour

  • Discrimination/Workforce Rights Issues
  • Human Rights Issues
  • Workforce Disputes
  • Workplace Health/Safety Issues

Compliance as a Service