BGH Ruling August 2024: Obligations for Investment Brokers – Clear Delimitation by the BGH
The Federal Court of Justice (BGH) provided clarity in August 2024 with a landmark ruling (III ZR 73/23) regarding the obligations and liabilities of investment brokers. This ruling, particularly significant for investment brokers, specifies the scope...
Author: p400123
Compliance-Ready: How to Implement the Latest Regulations Safely and Efficiently
Compliance regulations are becoming increasingly complex. Whether it’s ESG, data protection, or regulatory requirements – it is crucial for companies to stay up to date. Being Compliance-Ready means not only minimizing legal risks but also working efficiently...
AML-Ready: How to Optimally Prepare Your Business for Money Laundering Prevention
The requirements for businesses in money laundering prevention are becoming increasingly stringent. Instead of seeing regulations as a burden, you can use them as an opportunity: Being AML-Ready not only means being compliant but also building trust and enhancing...
The Digital Operational Resilience Act (DORA) presents companies with a clear task: Strengthen resilience and minimize risks when dealing with ICT service providers. But how can you implement the extensive requirements efficiently and sustainably without wasting time and resources?
With the S+P seminars and the S+P Tool Box, you will not...
Proportionality in DORA Implementation: How Leasing and Factoring Companies Can Efficiently Meet Their Requirements
The DORA Regulation (Digital Operational Resilience Act) aims to strengthen the digital resilience of the European financial sector. While initially primarily targeting large financial institutions such as banks and insurers,...